COMPLIANCE

Regulatory Disclosures

Transparency is central to how we operate. The following disclosures are provided in accordance with applicable regulatory requirements.

01 / ISLE OF MAN

TAZ Global Limited

Isle of Man

RegistrationIsle of Man

Nature of BusinessHolding Entity — Financial Services Group

Regulator—

Regulatory StatusHolding Entity — Not a regulated firm

02 / UNITED KINGDOM

TAZ Capital Limited

United Kingdom

RegistrationEngland and Wales

Nature of BusinessPrivate Equity Advisory and Mergers & Acquisitions Advisory

RegulatorFinancial Conduct Authority (FCA)

Regulatory StatusExempt

03 / SINGAPORE

TAZ Capital Pte Ltd

Singapore

RegistrationSingapore

Nature of BusinessDebt Advisory

RegulatorMonetary Authority of Singapore (MAS)

Regulatory StatusExempt

04 / UNITED KINGDOM

TAZ Nexus Ltd

United Kingdom

RegistrationEngland and Wales

Nature of BusinessFinancial Intelligence Platform — CredPass

Regulator—

Regulatory StatusNon-regulated Technology Entity

05 / UNITED ARAB EMIRATES

TAZ Capital DIFC

United Arab Emirates

RegistrationUnited Arab Emirates

Nature of BusinessInvestment Banking and Advisory

RegulatorDubai Financial Services Authority (DFSA)

Regulatory StatusIn Establishment

06 / CONFLICTS OF INTEREST

Conflicts of Interest

TAZ Capital maintains a Conflicts of Interest Policy. We identify, manage, and where necessary disclose conflicts. A copy of our policy is available on request at compliance@taz.inc

07 / REMUNERATION POLICY

Remuneration Policy

TAZ Capital's remuneration structure is designed to avoid incentivising excessive risk-taking. Details available on request.

08 / COMPLAINTS

Complaints

If you have a complaint, please contact us at complaints@taz.inc. We will acknowledge within 5 business days and provide a final response within 8 weeks. If unsatisfied, eligible complainants may refer to the Financial Ombudsman Service (FOS) at financial-ombudsman.org.uk

09 / CLIENT CATEGORISATION

Client Categorisation

TAZ Capital provides services to Professional Clients and Eligible Counterparties as defined by FCA rules. We do not currently accept Retail Clients for regulated investment services.