COMPLIANCE

Regulatory Disclosures

Transparency is central to how we operate. The following disclosures are provided in accordance with applicable regulatory requirements.

01 / ISLE OF MAN

TAZ Global Limited

Isle of Man

RegistrationIsle of Man

Nature of BusinessHolding Entity — Financial Services Group

Regulator—

Regulatory StatusHolding Entity — Not a regulated firm

02 / UNITED KINGDOM

TAZ Capital (Pvt) Ltd

United Kingdom

RegistrationEngland and Wales

Nature of BusinessPrivate Equity Advisory and Mergers & Acquisitions Advisory

Regulator—

Regulatory StatusNot licensed, supervised, regulated or authorised by the Financial Conduct Authority. TAZ Capital (Pvt) Ltd carries on its activities under exclusions in the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 under the Financial Services and Markets Act 2000.

Registered OfficeTAZ Capital (Pvt) Ltd, 128, City Road, London, EC1V 2NX

Company Number13746347

03 / SINGAPORE

TAZ Capital Pte. Ltd.

Singapore

RegistrationSingapore

Nature of BusinessDebt Advisory

Regulator—

Regulatory StatusExempt from holding a capital markets services licence for advising on corporate finance under paragraph 7(1)(b) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations. Services are provided only to emerging and large corporates. TAZ Capital Pte. Ltd. is not licensed, supervised, regulated or registered by the Monetary Authority of Singapore.

04 / UNITED KINGDOM

TAZ Nexus Ltd

United Kingdom

RegistrationEngland and Wales

Nature of BusinessFinancial Intelligence Platform — CredPass

Regulator—

Regulatory StatusNon-regulated Technology Entity

05 / UNITED ARAB EMIRATES

TAZ Capital MENA

United Arab Emirates

RegistrationUnited Arab Emirates

Nature of BusinessInvestment Banking and Advisory

RegulatorDubai Financial Services Authority (DFSA)

Regulatory StatusIn Establishment

06 / CONFLICTS OF INTEREST

Conflicts of Interest

TAZ Capital maintains a Conflicts of Interest Policy. We identify, manage, and where necessary disclose conflicts. A copy of our policy is available on request at compliance@taz.inc

07 / REMUNERATION POLICY

Remuneration Policy

TAZ Capital's remuneration structure is designed to avoid incentivising excessive risk-taking. Details available on request.

08 / COMPLAINTS

Complaints

If you have a complaint, please contact us at complaints@taz.inc. We will acknowledge within 5 business days and provide a final response within 8 weeks.

09 / CLIENT CATEGORISATION

Client Categorisation

TAZ Capital works only with emerging and large corporate clients, institutional investors and other professional counterparties. We do not provide services to individual retail customers.